-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E1/I9dWFdmvH68NkwpB0bbZh3pSZy5LhuilzugmfCwtCXW6Zf7zcj2RMH7OdOHgi MbZrdSwEd0upFfXRRjO+fg== 0000902229-02-000002.txt : 20020414 0000902229-02-000002.hdr.sgml : 20020414 ACCESSION NUMBER: 0000902229-02-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KIMBALL INTERNATIONAL INC CENTRAL INDEX KEY: 0000055772 STANDARD INDUSTRIAL CLASSIFICATION: OFFICE FURNITURE [2520] IRS NUMBER: 350514506 STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-12986 FILM NUMBER: 02531994 BUSINESS ADDRESS: STREET 1: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 BUSINESS PHONE: 8124821600 MAIL ADDRESS: STREET 1: 1600 ROYAL STREET STREET 2: 1600 ROYAL STREET CITY: JASPER STATE: IN ZIP: 47549 FORMER COMPANY: FORMER CONFORMED NAME: JASPER CORP DATE OF NAME CHANGE: 19740826 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HABIG THOMAS L CENTRAL INDEX KEY: 0000902229 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 MAIL ADDRESS: STREET 1: 1600 ROYAL ST STREET 2: C/O KIMBALL INTERNATIONAL INC CITY: JASPER STATE: IN ZIP: 47549 SC 13G/A 1 sc13ghab.htm SCHEDULE 13 G/A Schedule 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 20)*

 

Kimball International, Inc.

(Name of Issuer)
 
 

Class B Common $.05 Par Value

(Title of Class of Securities)
 
 

494274 10 3

(CUSIP Number)
 
 

12-31-01

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)
[   ] Rule 13d-1(c)
[X] Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 494274 10 3
    1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Thomas L. Habig.................................................................................................................................

2. Check the Appropriate Box if a Member of a Group (See Instructions)


(a) ............................................................................................................................................................


(b) ............................................................................................................................................................

3. SEC Use Only............................................................................................................................................

4. Citizenship or Place of Organization  USA...................................................................................................
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  38,636...........................................................................................................
6. Shared Voting Power  2,550,879..................................................................................................
7. Sole Dispositive Power  38,636.....................................................................................................
8. Shared Dispositive Power  2,550,879............................................................................................

9. Aggregate Amount Beneficially Owned by Each Reporting Person  2,589,515............................................

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  X...........................

11. Percent of Class Represented by Amount in Row (9) 10.0%........................................................................

12. Type of Reporting Person (See Instructions)  IN..........................................................................................

Page 2a of 6

CUSIP No. 494274 10 3
    1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
John B. Habig.................................................................................................................................

2. Check the Appropriate Box if a Member of a Group (See Instructions)


(a) ............................................................................................................................................................


(b) ............................................................................................................................................................

3. SEC Use Only............................................................................................................................................

4. Citizenship or Place of Organization  USA...................................................................................................
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  702,057.........................................................................................................
6. Shared Voting Power  2,531,065..................................................................................................
7. Sole Dispositive Power  702,057...................................................................................................
8. Shared Dispositive Power  2,531,065............................................................................................

9. Aggregate Amount Beneficially Owned by Each Reporting Person  3,233,122............................................

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  X...........................

11. Percent of Class Represented by Amount in Row (9) 12.2%........................................................................

12. Type of Reporting Person (See Instructions)  IN..........................................................................................

Page 2b of 6

CUSIP No. 494274 10 3
    1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Douglas A. Habig....................................................................................................................................

2. Check the Appropriate Box if a Member of a Group (See Instructions)


(a) ............................................................................................................................................................


(b) ............................................................................................................................................................

3. SEC Use Only............................................................................................................................................

4. Citizenship or Place of Organization  USA...................................................................................................
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  843,746.........................................................................................................
6. Shared Voting Power  2,509,307..................................................................................................
7. Sole Dispositive Power  843,746...................................................................................................
8. Shared Dispositive Power  2,509,307............................................................................................

9. Aggregate Amount Beneficially Owned by Each Reporting Person  3,353,053............................................

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  X...........................

11. Percent of Class Represented by Amount in Row (9) 12.6%.......................................................................

12. Type of Reporting Person (See Instructions)  IN..........................................................................................

Page 2c of 6

SCHEDULE 13G

CUSIP NO. 494274 10 3

Item 1(a). Name of Issuer

Kimball International, Inc.

Item 1(b). Address of Issuer's Principal Executive Offices:

1600 Royal Street
Jasper, IN 47549

Item 2(a). Names of Persons Filing this Statement:

Thomas L. Habig
John B. Habig
Douglas A. Habig

Item 2(b). Address or Principal Business Office or, if none, Residence:

1600 Royal Street
Jasper, IN 47549

Items 2(c). Citizenship:

Each of the persons filing this statement is a citizen of the United States.

Item 2(d). Title of Class of Securities:

Class B Common Stock, $.05 Par Value

Item 2(e). CUSIP Number:

494274 10 3

Item 3. Not applicable

Page 3 of 6

SCHEDULE 13G

CUSIP NO. 494274 10 3

Item 4. Ownership (See Notes A, B, C, D and E)

  (A) (B) & (C)
Amount Beneficially Owned		   (A) (B) & (C)
Percent of Class		   (i)
(A) (B)
Sole Power to Vote or Direct the Vote		   (ii)
(A) (B) & (C)
Shared Power to Vote or Direct the Vote		   (iii)
(A) (B)
Sole Power to Dispose or Direct the Disposition of		   (iv)
(A) (B) & (C)
Shared Power to Dispose or Direct the Disposition of
 
Thomas L. Habig 2,589,515 10.0% 38,636 2,550,879 38,636 2,550,879
John B. Habig 3,233,122   12.2%   702,057   2,531,065   702,057   2,531,065
Douglas A. Habig 3,353,053   12.6%   843,746   2,509,307   843,746   2,509,307

Note A. Includes shares of Class A Common Stock of Kimball International, Inc. which pursuant to charter provision is convertible into Class B Common Stock on a share-for-share basis at any time.

Note B. Does not include shares which may be deemed to be beneficially owned by the reporting persons' wife and, if applicable, minor children, as follows: 98,073 shares to Thomas L. Habig, 168,409 shares as to John B. Habig; and 458,291 shares as to Douglas A. Habig.

Note C. Includes shares held in various trusts for which the reporting person, if applicable, serves as a co-trustee and shares held by charitable foundations(s) for which the reporting person serves as a director. (See note in Item 6.)

Note D. The persons filing this statement disclaim that they or any two of them constitute a group within the meaning of Rule 13d-5(b)(1).

Note E. Each of the reporting persons disclaims beneficial ownership of any shares listed above of which we would not, but for Rule 13d-3 under the Securities Exchange Act of 1934, be deemed to be the beneficial owner.

Item 5. Not applicable.

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

See Note C to Item 4 above. The other trusts referred to in that Note are for the benefit of the Arnold F. Habig Estate and for the benefit of an adult sister. Also included in the totals are shareholdings of two charitable foundations.

Item 7. Not applicable.

Item 8. Not applicable.

Item 9. Not applicable.

Item 10. Not applicable.

Page 4 of 6

SCHEDULE 13G

CUSIP NO. 494274 10 3

SIGNATURE

After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

   
   
   
By: /s/ Thomas L. Habig
  THOMAS L. HABIG

February 8, 2002

 

Exhibits

Attached hereto as Exhibit A are agreements from each of the persons filing this statement, other than the above signature, that this statement is filed on behalf of each of them.

Attention: Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

Page 5 of 6

SCHEDULE 13G

CUSIP NO. 494274 10 3

Exhibit A

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. The undersigned hereby agree that Schedule 13G, to which this instrument is an exhibit, if filed on behalf of each of the undersigned.

   
   
   
By: /s/ John B. Habig
  JOHN B. HABIG

February 8, 2002

 

   
   
   
By: /s/ Douglas A. Habig
  DOUGLAS A. HABIG

February 8, 2002

 

Page 6 of 6

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